SEC. 75-71-113. Filing of sales and advertising literature.

The secretary of state by rule or order may require the filing of any prospectus, pamphlet, circular, form letter, advertisement, or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser, unless the security or transaction is exempted under Article 3 of this chapter.

SOURCES: Laws, 1981, ch. 521, Sec. 403, eff from and after July 1, 1981.

1997 Amendment:

SECTION 3. Section 75-71-113, Mississippi Code of 1972, is amended as follows:

 75-71-113. The Secretary of State by rule or order may require the filing of any prospectus, pamphlet, circular, form letter, advertisement, or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser, unless the security or transaction is exempted under Article 3 of this chapter or is a federal covered security.

SOURCE: 1997 Laws, Chapter 480, Sec. 3, HB1124, Effective AP-March 27, 1997.