As Amended
SEC. 75-71-311. Registration of broker-dealer constitutes registration of agent; registration of investment adviser constitutes registration of investment adviserrepresentative.
Registration of a broker-dealer automatically constitutes registration of any agent who is a partner, officer or director, or a person occupying a similar status or performing similar functions. Registration of an investment adviser automatically constitutes registration of any investment adviser representative who is a partner, officer or director, or a person occupying a similar status or performing similar functions.
SOURCES: Laws, 1981, ch. 521, Sec. 202; 1990, ch. 352, Sec. 5, eff from and after passage (approved March 12, 1990).