SEC. 75-71-313. Registration fees.

Every broker-dealer or investment adviser applicant for initial and annual renewal registration shall pay a filing fee of Two Hundred Dollars ($200.00). In the case of an agent or investment adviser representative, an initial registration filing fee of Fifty Dollars ($50.00) and an annual renewal registration fee of Fifty Dollars ($50.00) shall be paid. In the event of a transfer of registration by an agent, a fee of Fifty Dollars ($50.00) shall be paid.

SOURCES: Laws, 1981, ch. 521, Sec. 202; 1985, ch. 381, Sec. 11; 1987, ch. 477, Sec. 9; 1990, ch. 352, Sec. 6, eff from and after passage (approved March 12, 1990).
 

1997 Amendment:

SECTION 8. Section 75-71-313, Mississippi Code of 1972, is amended as follows:

 75-71-313. (a) Every applicant for initial or renewal registration shall pay a registration fee as required by the Secretary of State in the case of a broker-dealer or agent.

 (b) Every applicant for initial or renewal registration as an investment adviser or as an investment adviser representative who is subject to registration under this act shall pay a registration fee as required by the Secretary of State.

 (c) Every person acting as a federal covered adviser in this state shall pay an initial and renewal notice filing fee as required by the Secretary of State.

SOURCE: 1997 Laws, Chapter 480, Sec. 8, HB1124, Effective AP-March 27, 1997.