As Amended
SEC. 75-71-315. Registration of successors to broker-dealers or investment advisers.
A registered broker-dealer or investment adviser may file an application for registration of a successor, whether or not the successor is then in existence, for the unexpired portion of the year. There shall be no filing fee.
SOURCES: Laws, 1981, ch. 521, Sec. 202, eff from and after July 1, 1981.