MISSISSIPPI CODE OF 1972
As Amended

Index for Chapter 071 of Title 75

75-71-101.  Short title. 
75-71-103.  Construction of chapter. 
75-71-105.  Definitions.
75-71-107.  Administration of chapter. 
75-71-109.  Rules, forms, orders and hearings. 
75-71-111.  Administrative files and opinions. 
75-71-113.  Filing of sales and advertising literature.
75-71-115.  Misleading filings. 
75-71-117.  Unlawful representations concerning registration or exemption. 
75-71-119.  Acts in this state making chapter applicable. 
75-71-121.  Effect of chapter on pending proceedings or existing rights of action. 
75-71-123.  Effect of chapter on registrations under prior law. 
75-71-125.  Effect of chapter on offerings or sales begun under prior exemptions. 
75-71-127.  Effect of chapter on proceedings for judicial review of administrative orders. 
75-71-201.  Exempt securities. 
75-71-203.  Exempt transactions. 
75-71-204.  State exemption from federal Philanthropy Protection Act. 
75-71-205.  Denial or revocation of specific exemptions; notice; hearings; summary orders. 
75-71-207.  Burden of proving exemption or exception. 
75-71-301.  Registration of broker-dealers and agents required; notice of employment or termination of agent. 
75-71-303.  Registration of investment advisers and investment adviser representatives; notice of employment or termination of investment adviser representatives. 
75-71-305.  Expiration of registration. 
75-71-307.  Application for registration. 
75-71-309.  Effective date of registration. 
75-71-311.  Registration of broker-dealer constitutes registration of agent; registration of investment adviser constitutes registration of investment adviserrepresentative. 
75-71-313.  Registration fees. 
75-71-315.  Registration of successors to broker-dealers or investment advisers. 
75-71-317.  Minimum capital rules. 
75-71-319.  Surety bond; terms and conditions. 
75-71-321.  Denial, suspension or revocation of registration; grounds therefor. 
75-71-323.  Additional provisions governing denial, suspension or revocation of registration for lack of qualifications. 
75-71-325.  Summary postponement or suspension of registration; notice; hearing. 
75-71-327.  Cancellation of registration or application. 
75-71-329.  Withdrawal from registration; effect on revocation or suspension proceedings. 
75-71-331.  Notice, hearing and written findings and conclusions required; exception. 
75-71-333.  Post-registration requirements. 
75-71-401.  Registration or exemption required.
75-71-403.  Registration by coordination. 
75-71-405.  Registration by qualification. 
75-71-407.  Persons entitled to file registration statements. 
75-71-408. [Filing of federal covered securities.]
75-71-409.  Filing fees. 
75-71-411.  Information required in all registration statements. 
75-71-413.  Permitting omission of information or document from registration statement. 
75-71-415.  Certain information not to be required in non-issuer distributions. 
75-71-417.  Conditions imposable on registrations by qualification or coordination. 
75-71-419.  Duration of registration statements; outstanding securities of same class; withdrawals. 
75-71-421.  Reports may be required while registration statement is effective; filing fee. 
75-71-423.  Amendment to registration statement to increase amount of offering of certain securities; effective date; fee. 
75-71-425.  Denial, suspension or revocation of effectiveness of registration statement; stop order; grounds therefor. 
75-71-427.  Summary temporary postponement or suspension of effectiveness of registration statement; notice; hearing. 
75-71-429.  Notice, hearing and written findings and conclusions required for stop order; exception. 
75-71-431.  Vacation or modification of stop order. 
75-71-501.  Fraud or deceit in connection with offers, sales or purchases. 
75-71-503.  Prohibited practices concerning fraud, deceit, lack of disclosure; requirements as to investment advisory contracts; custody of securities or funds by investment adviser. 
75-71-601.  Petition for judicial review of order; venue; scope of review. 
75-71-603.  Adduction of additional evidence; hearing before secretary of state; modification of original findings and order. 
75-71-605.  Court order necessary to stay administrative order under review. 
75-71-701.  Appointment of secretary of state as agent for service of civil process; manner of service; notice to defendant; affidavit of compliance. 
75-71-703.  Violation of chapter equivalent to appointment of secretary of state as agent for service of civil process; manner of service; notice to defendant; affidavit of compliance. 
75-71-705.  Continuance to allow opportunity to defend when service of process is on secretary of state as agent. 
75-71-707.  Investigations by secretary of state. 
75-71-709.  Powers of secretary of state as to witnesses and evidence. 
75-71-711.  Application to court for order compelling obedience of witness. 
75-71-713.  Immunity of witness compelled to give evidence. 
75-71-715.  Secretary of State may issue cease and desist order, impose administrative penalty, or sue for injunction, restraining order or mandamus; orders of rescession, restitution or disgorgement; civil penalty. 
75-71-717.  Liability to buyers for illegal or fraudulent sales or offers. 
75-71-719.  Persons jointly and severally liable with seller; contribution. 
75-71-721.  Time for making tender. 
75-71-723.  Survival of causes of action. 
75-71-725.  Limitation of actions. 
75-71-727.  Person violating chapter may not sue on illegal contract. 
75-71-729.  Waiver of compliance with chapter is void. 
75-71-731.  Rights and remedies of chapter are additional. 
75-71-733.  Power to punish crimes not limited by chapter. 
75-71-735.  Penalties for violation of chapter; limitation. 
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